Gladstone Investment 6.375% Series E Cumulative Term Preferred Stock due 2025

Date Issued   8/13/2018

Shares Offered   2,600,000        Overallotment Shares  390,000

S&P Rating   NR     Moodys Rating   NR

Security Ticker Symbol   GAINL    OTC Ticker  GLDZP

Market Traded ON   NASDAQ

Dividend Payment Paid on the last day of the month beginning on 9/30/2018

Monthly Dividend   .133    Annual Dividend   1.594

Securities may be redeemed, at the issuers option, as early as 08/31/2021  the call price is $25 plus accrued dividends.

Dividend Payment Will NOT BE Qualified Distributions.  Preferred stock dividends of business development companies (BDC’s) are not eligible for the qualified tax rate.  Because the BDC generally pays no federal taxes (if they follow the rules) there is no incremental tax breaks for the individual holders.

Maturity Date (Mandatory Redemption Date)  8/31/2025

Company Investor Relations Page for Gladstone Investment Corporation

Click here to find the offering Prospectus and/or Final Pricing Document