Gladstone Investment Company 6.75% Series B Cumulative Term Preferred Stock

Date Issued   11/6/2014

Shares Offered   1,440,000        Overallotment Shares  216,000

S&P Rating   NR   Moodys Rating   NR

Security Ticker Symbol   GAINO    OTC Ticker  GDVPP

Market Traded ON   NASDAQ

Dividend Payment Paid on the last day of the month beginning on 12/31/2014

Monthly Dividend   .141   Annual Dividend   1.6875

Securities may be redeemed, at the issuers option, as early as 12/01/2017  the call price is $25 plus accrued dividends.

Dividend Payment Will NOT BE Qualified Distributions.  Preferred stock dividends of business development companies (BDC’s) are not eligible for the qualified tax rate.  Because the BDC generally pays no federal taxes (if they follow the rules) there is no incremental tax breaks for the individual holders.

Maturity Date (Mandatory Redemption Date)  12/31/2021

Company Investor Relations Page for Gladstone Investment

Below you can find the offering Prospectus and Final Pricing Document