Date Issued   9/14/2017

Shares Issued  1,135,000   Over-allotment Shares  170,250

S&P Rating   NR   Moodys Rating   NR

Security Ticker Symbol   GECCL    

Market Traded ON   NASDAQ

Interest Payment Paid on the last day of January, April, July, October beginning on 10/31/2017

Quarterly Interest   .406   Annual Interest   1.625

Securities may be redeemed, at the issuers option, as early as 9/18/2019  at a call price of $25 plus accrued interest.

Dividend Payment Will NOT BE Qualified distributions as payment is interest.

Maturity Date  9/18/2022

Company Investor Relations Page for Great Elm

Click here to find the offering Prospectus and Final Pricing Document