Yuma Energy 9.25% Series A Cumulative Redeemable Preferred Stock

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Date Issued  10/15/2014

Shares Issued   477,273   Overallotment Shares  71,590


S&P Rating   NR   Moodys Rating   NR

Security Ticker Symbol   YUMA-A    

Market Traded ON   AMEX

Dividend Payment Paid on the 1st of each month beginning on 12/01/2014

Quarterly Dividend   .578   Annual Dividend   2.3125


Securities may be redeemed, at the issuers option, as early as 10/23/2017 for a redemption price of $25/share plus accrued dividends

Dividend Payment Likely Will be a Qualified Distribution

Maturity Date   None


Company Investor Relations Page for Yuma Energy

Below you can find the offering Prospectus and Final Pricing Document

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