Directory of Dividend Stocks
Investments & Brokers
Investments & Brokers Industries:
| Symbol | Company Name | Quote | Industry | Market Cap |
|---|---|---|---|---|
| AAMTF | Armada Mercantile Ltd. | $ 0.25 | Finance Intermediaries & Services | $ 1,468,498 |
| AB | Unit Ltd Partnership Interests/AllianceBernstein Holding LP | $ 16.97 | Wealth Management | $ 1,628,984,240 |
| ABAKF | Ord/Aberdeen Asia-Pacific Income Investment Co Ltd | $ 2.74 | Venture Capital | $ 142,078,780 |
| ABGSF | ABG Sundal Collier ASA | $ 0.27 | Finance Intermediaries & Services | $ 0 |
| ABSOF | ABS-CBN Holdings Corp | $ 0.25 | Wealth Management | $ 0 |
| AC | Cl A/Associated Capital Group Inc | $ 26.18 | Finance Intermediaries & Services | $ 90,739,880 |
| ACPQF | Added Capital Inc | $ 0.00 | Finance Intermediaries & Services | $ 443 |
| AFC | 6.875% Notes due 04/15/2047/Allied Capital Corp. | $ 21.14 | Venture Capital | $ 0 |
| AFHFF | AFH Financial Group PLC | $ 3.92 | Finance Intermediaries & Services | $ 0 |
| AFOVF | Australian Foundation Investment Co. Ltd. | $ 3.30 | Finance Intermediaries & Services | $ 0 |
| AGFMF | Non Vtg Cl B Com/AGF Management Ltd | $ 2.23 | Wealth Management | $ 212,171,120 |
| AISSF | AIS Resources Ltd | $ 0.58 | Finance Intermediaries & Services | $ 0 |
| ALEDY | Allied Group Ltd. | $ 19.50 | Finance Intermediaries & Services | $ 0 |
| ALMC | Alimco Financial Corp | $ 8.00 | Finance Intermediaries & Services | $ 2,643,840,000 |
| AMG | Affiliated Managers Group Inc. | $ 56.15 | Wealth Management | $ 2,687,788,200 |
| AMK | AssetMark Financial Holdings Inc | $ 18.23 | Finance Intermediaries & Services | $ 1,319,669,700 |
| AMLTF | Ord/AMP Ltd. | $ 0.62 | Wealth Management | $ 0 |
| AMLYY | ADR (Sponsored)/AMP Ltd. | $ 3.36 | Wealth Management | $ 0 |
| AMNE | American Green Group, Inc. | $ 0.00 | Finance Intermediaries & Services | $ 0 |
| AMP | Ameriprise Financial Inc | $ 94.31 | Wealth Management | $ 11,623,141,640 |
| AMPLQ | Ampal-American Israel Corp. | $ 0.00 | Venture Capital | $ 3 |
| AMTD | TD Ameritrade Holding Corp | $ 34.01 | Finance Intermediaries & Services | $ 18,387,404,470 |
| ANPNF | Acheron Portfolio Corp, Luxembourg | $ 1.10 | Venture Capital | $ 0 |
| APAM | Cl A/Artisan Partners Asset Management Inc | $ 19.63 | Wealth Management | $ 1,108,133,130 |
| APGGP | Apollo Global Management LLC | $ 24.78 | Finance Intermediaries & Services | $ 0 |
| APLMP | Apollo Global Management LLC | $ 24.90 | Finance Intermediaries & Services | $ 0 |
| APO | Cl A/Apollo Global Management Inc | $ 29.96 | Finance Intermediaries & Services | $ 6,921,149,480 |
| APXG | Apextalk Holdings, Inc. | $ 0.10 | Finance Intermediaries & Services | $ 391,200 |
| ARDC | Ares Dynamic Credit Allocation Fund Inc | $ 10.25 | Finance Intermediaries & Services | $ 0 |
| ARES | Com Cl A/Ares Management Corp | $ 29.93 | Wealth Management | $ 3,549,997,300 |
| ARGQ | Argentum 47 Inc | $ 0.00 | Finance Intermediaries & Services | $ 1,115,787 |
| ASHXF | Progressive Planet Solutions Inc | $ 0.03 | Venture Capital | $ 108,142 |
| ASXFF | Ord/ASX Ltd | $ 44.94 | Finance Intermediaries & Services | $ 0 |
| ASXFY | ADR/ASX Ltd | $ 48.16 | Finance Intermediaries & Services | $ 0 |
| ATIF | ATIF Holdings Ltd | $ 1.78 | Wealth Management | $ 65,993,500 |
| AZIHF | Ord/Azimut Holding Spa | $ 13.60 | Finance Intermediaries & Services | $ 0 |
| AZIHY | ADR/Azimut Holding Spa | $ 27.71 | Finance Intermediaries & Services | $ 0 |
| BANX | StoneCastle Financial Corp | $ 14.87 | Finance Intermediaries & Services | $ 89,220,000 |
| BAR | Shs Ben Int/GraniteShares Gold Trust | $ 15.85 | Finance Intermediaries & Services | $ 0 |
| BBAGF | BB Biotech AG (Switzerland) | $ 50.00 | Venture Capital | $ 0 |
| BCSF | Bain Capital Specialty Finance Inc | $ 8.01 | Finance Intermediaries & Services | $ 413,716,500 |
| BDCS | Exchange Traded Access Secs Lkd Wells Fargo Business Development Co Index 04/26/2041/UBS AG (Jersey Branch) | $ 10.15 | Finance Intermediaries & Services | $ 0 |
| BDNHF | Brewin Dolphin Holdings Plc (United Kingdom) | $ 2.65 | Wealth Management | $ 0 |
| BEGI | BlackStar Enterprise Group Inc | $ 0.01 | Finance Intermediaries & Services | $ 376,971 |
| BEN | Franklin Resources Inc | $ 15.86 | Wealth Management | $ 7,880,802,280 |
| BGCP | Cl A/BGC Partners Inc | $ 2.31 | Finance Intermediaries & Services | $ 699,375,600 |
| BGH | Barings Global Short Duration High Yield Fund | $ 10.60 | Finance Intermediaries & Services | $ 0 |
| BITXD | Digatrade Financial Corp | $ 0.38 | Finance Intermediaries & Services | $ 626,620 |
| BKFG | BKF Capital Group Inc | $ 9.75 | Wealth Management | $ 7,283,250 |
| BKFGD | BKF Capital Group Inc | $ 8.50 | Wealth Management | $ 6,349,500 |
| BKISF | iShares IV PLC | $ 5.01 | Wealth Management | $ 0 |
| BLEVF | Beleave Inc | $ 0.01 | Wealth Management | $ 0 |
| BLK | BlackRock Inc | $ 409.54 | Finance Intermediaries & Services | $ 63,408,259,120 |
| BLKCD | Global Gaming Technologies Corp | $ 0.14 | Finance Intermediaries & Services | $ 56,840 |
| BLKCF | Global Gaming Technologies Corp | $ 0.01 | Finance Intermediaries & Services | $ 2,883 |
| BLMIF | Bank Leumi Le-Israel B.M. | $ 5.27 | Finance Intermediaries & Services | $ 0 |
| BMNM | Bimini Capital Management Inc | $ 0.68 | Finance Intermediaries & Services | $ 7,894,120 |
| BNOBF | BNP Paribas Obam NV | $ 101.00 | Finance Intermediaries & Services | $ 0 |
| BOLYY | ADR/Bolsas Y Mercados Espanoles, Sociedad Holding De Mercados Y Sistemas Financieros, S.A. | $ 17.45 | Finance Intermediaries & Services | $ 0 |
| BOMXF | Bolsa Mexicana De Valores, S.A.B. DE. C.V | $ 1.45 | Finance Intermediaries & Services | $ 0 |
| BOPCF | BioPharma Credit PLC | $ 0.92 | Finance Intermediaries & Services | $ 0 |
| BR | Broadridge Financial Solutions Inc | $ 91.32 | Finance Intermediaries & Services | $ 10,483,809,960 |
| BRFRF | Ord/Burford Capital Ltd | $ 5.06 | Finance Intermediaries & Services | $ 0 |
| BRFRY | Burford Capital Ltd | $ 7.70 | Finance Intermediaries & Services | $ 0 |
| BRYAF | Berjaya Corp BHD | $ 0.05 | Finance Intermediaries & Services | $ 0 |
| BRYIL | B Riley Financial Inc | $ 24.75 | Finance Intermediaries & Services | $ 0 |
| BSA | 5.125% Notes 2031/BrightSphere Investment Group Inc | $ 17.13 | Finance Intermediaries & Services | $ 0 |
| BSIG | BrightSphere Investment Group Inc | $ 5.99 | Finance Intermediaries & Services | $ 513,283,100 |
| BX | Com Cl A/Blackstone Group Inc (The) | $ 40.80 | Wealth Management | $ 27,483,288,000 |
| BYSD | Bayside Corp | $ 0.15 | Finance Intermediaries & Services | $ 0 |
| CAPP | Capstone Financial Group, Inc | $ 0.15 | Finance Intermediaries & Services | $ 14,752,200 |
| CBOE | Cboe Global Markets Inc | $ 88.18 | Finance Intermediaries & Services | $ 9,860,199,420 |
| CBTC | Therapy Cells Inc. | $ 0.00 | Venture Capital | $ 585 |
| CCFFF | Chong Sing Holdings FinTech Group Ltd | $ 0.03 | Finance Intermediaries & Services | $ 0 |
| CCGDF | China Cinda Asset Management Co Ltd | $ 0.21 | Finance Intermediaries & Services | $ 0 |
| CCMMF | CMC Markets PLC | $ 1.60 | Finance Intermediaries & Services | $ 0 |
| CCORF | Canaccord Genuity Group Inc | $ 2.84 | Finance Intermediaries & Services | $ 235,430,320 |
| CEVIF | Ord/China Everbright Ltd. | $ 1.65 | Wealth Management | $ 0 |
| CEVIY | China Everbright Ltd. | $ 18.30 | Wealth Management | $ 0 |
| CFLSF | Cash Financial Services Group Ltd | $ 0.00 | Finance Intermediaries & Services | $ 0 |
| CFNCF | Compagnie Financiere Tradition (Switzerland) | $ 105.00 | Finance Intermediaries & Services | $ 0 |
| CG | Carlyle Group Inc (The) | $ 19.71 | Wealth Management | $ 6,863,593,590 |
| CGXYF | China Galaxy Securities Co Ltd | $ 0.70 | Finance Intermediaries & Services | $ 0 |
| CGXYY | China Galaxy Securities Co Ltd | $ 13.03 | Finance Intermediaries & Services | $ 0 |
| CHAM | Champion Investments Inc | $ 0.05 | Finance Intermediaries & Services | $ 0 |
| CHFI | China Finance Inc | $ 0.00 | Finance Intermediaries & Services | $ 28,836 |
| CIFS | China Internet Nationwide Financial Services Inc | $ 0.48 | Finance Intermediaries & Services | $ 10,627,988 |
| CIIHF | Shs H/CITIC Securities Co., Ltd. | $ 2.27 | Finance Intermediaries & Services | $ 0 |
| CIIHY | ADR/CITIC Securities Co., Ltd. | $ 21.85 | Finance Intermediaries & Services | $ 0 |
| CIOXF | Cielo S A | $ 8.77 | Finance Intermediaries & Services | $ 0 |
| CIOXY | ADR (Sponsored)/Cielo S A | $ 0.77 | Finance Intermediaries & Services | $ 0 |
| CLIUF | City of London Investment Group PLC | $ 5.13 | Wealth Management | $ 0 |
| CLNYP | Colony NorthStar Inc | $ 25.05 | Wealth Management | $ 0 |
| CLVIF | Castle Alternative Invest Ltd. | $ 13.60 | Wealth Management | $ 0 |
| CMAFF | Cambria Africa Plc | $ 0.00 | Finance Intermediaries & Services | $ 0 |
| CME | Cl A Com/CME Group Inc | $ 166.20 | Finance Intermediaries & Services | $ 59,566,412,400 |
| CMSQF | Computershare Ltd. (Australia) | $ 7.13 | Finance Intermediaries & Services | $ 0 |
| CMSQY | ADR (Sponsored)/Computershare Ltd. (Australia) | $ 5.91 | Finance Intermediaries & Services | $ 0 |
| CNS | Cohen & Steers Inc | $ 42.42 | Wealth Management | $ 2,025,809,520 |
| COFUF | Coronation Fund Managers Ltd | $ 2.80 | Wealth Management | $ 0 |
| COHN | Cohen & Company Inc (New) | $ 3.24 | Finance Intermediaries & Services | $ 4,040,280 |
| COWN | Cl A (New)/Cowen Inc | $ 9.09 | Finance Intermediaries & Services | $ 260,483,040 |
| COWNL | 7.75% Sr Nt 06/15/2033/Cowen Inc | $ 17.15 | Finance Intermediaries & Services | $ 0 |
| COWNZ | 7.350% Sr Nt 12/15/2027/Cowen Inc | $ 17.35 | Finance Intermediaries & Services | $ 0 |
| CPFH | Capital Financial Holdings Inc. | $ 475.00 | Finance Intermediaries & Services | $ 475,000 |
| CPTC | Corporate Capital Trust Inc | $ 0.00 | Finance Intermediaries & Services | $ 26,324 |
| CPVNF | Capital Venture Europe Plc | $ 0.00 | Venture Capital | $ 0 |
| CTBPF | Cetip SA - Mercados Organizados | $ 11.91 | Finance Intermediaries & Services | $ 0 |
| CTVZ | China Travel Resort Holdings Inc. | $ 1.25 | Finance Intermediaries & Services | $ 0 |
| CURN | Currency Exchange International Corp | $ 10.47 | Finance Intermediaries & Services | $ 0 |
| CURO | CURO Group Holdings Corp | $ 4.59 | Finance Intermediaries & Services | $ 186,969,060 |
| CVSUF | Conversus Capital LP | $ 0.00 | Wealth Management | $ 0 |
| CVTGF | Clairvest Group Inc | $ 29.90 | Finance Intermediaries & Services | $ 452,564,261 |
| CWGRP | 5.625% Cum Perp Pfd Conv Ser A/Cowen Inc | $ 580.00 | Finance Intermediaries & Services | $ 0 |
| CWVGX | Intl Equity Fd Cl A/Calvert World Values Fund, Inc. | $ 15.76 | Venture Capital | $ 0 |
| CYRUF | City Natural Resources High Yield Trust Plc | $ 2.39 | Wealth Management | $ 0 |
| DBOEF | Namen AKT/Deutsche Boerse AG | $ 128.00 | Finance Intermediaries & Services | $ 0 |
| DBOEY | ADR/Deutsche Boerse AG | $ 12.96 | Finance Intermediaries & Services | $ 0 |
| DBXKF | DB X-Trackers SICAV | $ 93.55 | Finance Intermediaries & Services | $ 0 |
| DBXRF | DB X-TRACKERS SICAV | $ 63.95 | Finance Intermediaries & Services | $ 0 |
| DBXTF | DB X-Trackers SICAV | $ 21.75 | Finance Intermediaries & Services | $ 0 |
| DBXVF | DB X-Trackers SICAV | $ 53.97 | Finance Intermediaries & Services | $ 0 |
| DDEJF | Dundee Corp | $ 0.50 | Wealth Management | $ 40,294,429 |
| DDHRF | Units/Dream Hard Asset Alternatives Trust | $ 3.18 | Finance Intermediaries & Services | $ 0 |
| DDWWF | Cl A/Dividend Growth Split Corp | $ 3.16 | Finance Intermediaries & Services | $ 13,723,948 |
| DFP | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | $ 18.71 | Finance Intermediaries & Services | $ 0 |
| DHIL | Diamond Hill Investment Group Inc. | $ 87.70 | Finance Intermediaries & Services | $ 288,533,000 |
| DMCD | Detwiler Fenton Group, Inc. | $ 0.02 | Finance Intermediaries & Services | $ 64,040 |
| DNJR | Golden Bull Ltd | $ 0.48 | Finance Intermediaries & Services | $ 7,121,722 |
| DPXCF | DelphX Capital Markets Inc | $ 0.06 | Finance Intermediaries & Services | $ 4,673,580 |
| DRR | Morgan Stanley | $ 66.00 | Finance Intermediaries & Services | $ 0 |
| DSECF | Ord/Daiwa Securities Group, Inc. | $ 4.89 | Finance Intermediaries & Services | $ 0 |
| DSEEY | ADR (Sponsored)/Daiwa Securities Group, Inc. | $ 3.65 | Finance Intermediaries & Services | $ 0 |
| DSGUY | Dogan Sirketler Grubu Holdings AS | $ 1.39 | Wealth Management | $ 0 |
| DXMEF | DB X-Trackers SICAV | $ 53.60 | Finance Intermediaries & Services | $ 0 |
| EATOF | Evolve Cyber Security Index Fund | $ 15.15 | Wealth Management | $ 0 |
| EBCDF | ETFS Commodity Securities Ltd, St Helier | $ 14.66 | Finance Intermediaries & Services | $ 0 |
| EBQZF | ETFS Commodity Securities Ltd, St Helier | $ 6.40 | Finance Intermediaries & Services | $ 0 |
| ECDYF | ETFS Commodity Securities Ltd, St Helier | $ 18.20 | Finance Intermediaries & Services | $ 0 |
| ECNCF | ECN Capital Corp | $ 2.65 | Finance Intermediaries & Services | $ 0 |
| ECSTF | ETFS Commodity Securities Ltd, St Helier | $ 23.07 | Finance Intermediaries & Services | $ 0 |
| ECVTF | Economic Investment Trust Limited | $ 76.37 | Wealth Management | $ 428,882,126 |
| ECYAF | ETFS Commodity Securities Ltd, St Helier | $ 3.66 | Finance Intermediaries & Services | $ 0 |
| ECYCF | ETFS Commodity Securities Ltd, St Helier | $ 17.22 | Finance Intermediaries & Services | $ 0 |
| ECYGF | ETFS Commodity Securities Ltd, St Helier | $ 0.02 | Finance Intermediaries & Services | $ 0 |
| ECYQF | ETFS Commodity Securities Ltd, St Helier | $ 6.30 | Finance Intermediaries & Services | $ 0 |
| ECYWF | ETFS Commodity Securities Ltd, St Helier | $ 0.60 | Finance Intermediaries & Services | $ 0 |
| EEEXF | ETFS Commodity Securities Ltd, St Helier | $ 11.51 | Finance Intermediaries & Services | $ 0 |
| EEFT | Euronet Worldwide Inc. | $ 75.98 | Finance Intermediaries & Services | $ 4,066,449,600 |
| EFF | Com Shs Ben Int/Eaton Vance Floating Rate Income Plus Fund | $ 11.25 | Finance Intermediaries & Services | $ 0 |
| EFGZF | EFG-Hermes Holding Co. | $ 1.90 | Finance Intermediaries & Services | $ 0 |
| EFMSF | WisdomTree Metal Securites Ltd | $ 152.93 | Finance Intermediaries & Services | $ 0 |
| EIC | Eagle Point Income Co Inc | $ 10.31 | Finance Intermediaries & Services | $ 0 |
| ELIXF | Elixxer Ltd | $ 0.03 | Investments & Brokers | $ 13,094,475 |
| EMSQF | iShares IV PLC | $ 6.25 | Wealth Management | $ 0 |
| EMSWF | iShares IV PLC | $ 4.70 | Wealth Management | $ 0 |
| ESGD | ESG MSCI EAFE ETF/iShares Trust | $ 50.83 | Finance Intermediaries & Services | $ 10,166,000 |
| ESGE | ESG MSCI EAFE ETF/iShares Inc. | $ 26.29 | Finance Intermediaries & Services | $ 5,258,000 |
| ETCG | Grayscale Ethereum Classic Trust (ETC) | $ 8.05 | Finance Intermediaries & Services | $ 0 |
| ETFC | E*TRADE Financial Corp | $ 31.98 | Finance Intermediaries & Services | $ 7,091,596,980 |
| ETFDF | ETFS Commodity Securities Ltd, St Helier | $ 2.18 | Finance Intermediaries & Services | $ 0 |
| ETSCF | ETFS Commodity Securities Ltd, St Helier | $ 0.97 | Finance Intermediaries & Services | $ 0 |
| ETSYF | ETFS Commodity Securities Ltd, St Helier | $ 0.65 | Finance Intermediaries & Services | $ 0 |
| EUXTF | Euronext NV | $ 60.78 | Finance Intermediaries & Services | $ 0 |
| EUZOF | Eurazeo Paris | $ 42.69 | Venture Capital | $ 0 |
| EV | Non-Vtg Com/Eaton Vance Corp | $ 30.31 | Wealth Management | $ 3,463,129,670 |
| EVR | Cl A/Evercore Inc | $ 45.62 | Finance Intermediaries & Services | $ 1,783,103,320 |
| EWLCF | ETFS Commodity Securities Ltd, St Helier | $ 0.17 | Finance Intermediaries & Services | $ 0 |
| FBDHF | FBD Holdings PLC | $ 10.37 | Venture Capital | $ 0 |
| FBDHY | FBD Holdings PLC | $ 3.65 | Venture Capital | $ 0 |
| FDTC | FNDS3000 Corp | $ 0.00 | Finance Intermediaries & Services | $ 301,259 |
| FDYRF | Fidelity European Values Plc (United Kingdom) | $ 2.30 | Wealth Management | $ 0 |
| FECHF | Fidelity China Special Situations Plc | $ 2.85 | Finance Intermediaries & Services | $ 0 |
| FEI | First Trust MLP & Energy Income Fund | $ 4.10 | Finance Intermediaries & Services | $ 0 |
| FFGI | Firebrand Financial Group Inc | $ 0.00 | Finance Intermediaries & Services | $ 975 |
| FFTTF | Fatfish Internet Group Ltd | $ 0.00 | Wealth Management | $ 0 |
| FFXDF | Fairfax India Holdings Corp | $ 6.30 | Finance Intermediaries & Services | $ 0 |
| FHI | Federated Hermes Inc | $ 17.79 | Wealth Management | $ 1,798,889,220 |
| FII | Cl B/Federated Hermes Inc | $ 36.23 | Wealth Management | $ 3,663,939,900 |
| FINS | Com Ben Int/Angel Oak Financial Strategies Income Term Trust | $ 15.97 | Finance Intermediaries & Services | $ 0 |
| FLTDF | Flow Traders Cooperatief UA | $ 29.20 | Investments & Brokers | $ 0 |
| FMFN | First Montauk Financial Corp. | $ 0.00 | Finance Intermediaries & Services | $ 1 |
| FNINF | 49 North Resources Inc | $ 0.03 | Finance Intermediaries & Services | $ 631,590 |
| FNNCF | Cl A Shs (New)/Financial 15 Split Corp | $ 3.16 | Wealth Management | $ 29,238,555 |
| FOCS | Focus Financial Partners Inc | $ 20.89 | Finance Intermediaries & Services | $ 990,624,690 |
| FPL | First Trust New Opportunities MLP & Energy Fund | $ 3.35 | Finance Intermediaries & Services | $ 0 |
| FPWM | 1st Prestige Wealth Management | $ 0.83 | Wealth Management | $ 13,280 |
| FRHC | Freedom Holding Corp (NV) | $ 14.00 | Finance Intermediaries & Services | $ 816,802,000 |
| FRRPF | Cl A/Fiera Capital Corp | $ 5.93 | Wealth Management | $ 91,036,296 |
| FSIC | FS Investment Corp | $ 5.36 | Finance Intermediaries & Services | $ 1,281,865,440 |
| FSK | FS KKR Capital Corp | $ 2.82 | Finance Intermediaries & Services | $ 1,419,571,080 |
| FSSLY | Fossal SAA | $ 0.00 | Finance Intermediaries & Services | $ 0 |
| FTGI | Finotec Group Inc | $ 0.00 | Finance Intermediaries & Services | $ 605,155 |
| FUD | UBS AG (Jersey Branch) | $ 14.27 | Finance Intermediaries & Services | $ 0 |
| GADDP | Gladstone Investment Corp | $ 25.40 | Wealth Management | $ 0 |
| GBL | Cl A Com/GAMCO Investors Inc | $ 9.99 | Finance Intermediaries & Services | $ 82,976,940 |
| GBLBF | Ord (New)/Groupe Bruxelles Lambert | $ 76.33 | Venture Capital | $ 0 |
| GBLBY | ADR/Groupe Bruxelles Lambert | $ 10.41 | Venture Capital | $ 0 |
| GBTC | Shs Ben Int/Grayscale Bitcoin Trust (BTC) | $ 6.49 | Finance Intermediaries & Services | $ 2,025,342,345 |
| GCAAF | Cl A Com/Guardian Capital Group Ltd | $ 11.48 | Wealth Management | $ 320,934,880 |
| GCAP | GAIN Capital Holdings Inc | $ 5.50 | Finance Intermediaries & Services | $ 206,283,000 |
| GCC | WisdomTree Continuous Commodity Index Fund | $ 13.89 | Finance Intermediaries & Services | $ 71,533,500 |
| GCEQX | Equity Individual Inv Cl/Green Century Funds | $ 39.50 | Finance Intermediaries & Services | $ 0 |
| GCEUX | Equity Fd Instl Cl/Green Century Funds | $ 39.48 | Finance Intermediaries & Services | $ 0 |
| GCIFX | MSCi Intl Index Fd Instl Cl/Green Century Funds | $ 9.56 | Finance Intermediaries & Services | $ 0 |
| GCINX | MSCI Intl Index Fd Individual Inv Cl/Green Century Funds | $ 9.56 | Finance Intermediaries & Services | $ 0 |
| GCTAF | Ord/Siemens Gamesa Renewable Energy SA | $ 15.35 | Venture Capital | $ 0 |
| GCTAY | ADR/Siemens Gamesa Renewable Energy SA | $ 2.90 | Venture Capital | $ 0 |
| GHL | Greenhill & Co Inc | $ 9.68 | Finance Intermediaries & Services | $ 181,712,960 |
| GIVSY | ADR (Sponsored)/Grupo De Inversiones Suramericana SA | $ 21.25 | Venture Capital | $ 0 |
| GLAE | GlassBridge Enterprises Inc | $ 50.01 | Wealth Management | $ 1,250,253 |
| GLAED | GlassBridge Enterprises Inc | $ 40.00 | Wealth Management | $ 1,040,000 |
| GLBR | Global Brokerage Inc | $ 0.03 | Finance Intermediaries & Services | $ 184,290 |
| GLDM | World Gold Trust | $ 15.84 | Wealth Management | $ 0 |
| GMHLY | Gam Holding Ltd | $ 0.29 | Wealth Management | $ 0 |
| GMPXF | GMP Capital Inc | $ 0.85 | Finance Intermediaries & Services | $ 59,236,074 |
| GMZ | Com Shs/Goldman Sachs MLP Income Opportunities Fund | $ 1.10 | Finance Intermediaries & Services | $ 0 |
| GOOI | Gooi Global Inc | $ 0.04 | Venture Capital | $ 0 |
| GPIIF | GP Investments Ltd | $ 1.56 | Venture Capital | $ 0 |
| GPKUF | Grand Peak Capital Corp | $ 0.23 | Wealth Management | $ 10,327,920 |
| GRNBF | GreenBank Capital Inc | $ 0.05 | Finance Intermediaries & Services | $ 0 |
| GROW | Cl A Com/US Global Investors Inc | $ 1.03 | Wealth Management | $ 14,283,010 |
| GRVFF | Grenville Strategic Royalty Corp | $ 0.07 | Finance Intermediaries & Services | $ 164,010 |
| GRWXF | Draper Esprit PLC | $ 2.70 | Venture Capital | $ 0 |
| GS | Goldman Sachs Group Inc | $ 145.29 | Finance Intermediaries & Services | $ 50,222,830,170 |
| GSC | Goldman Sachs Group Inc | $ 11.00 | Finance Intermediaries & Services | $ 0 |
| GULRY | Guoco Group Ltd. | $ 33.29 | Wealth Management | $ 0 |
| GUOTF | Guotai Junan International Holdings Ltd. | $ 0.33 | Finance Intermediaries & Services | $ 0 |
| GWYI | Goldenway Inc | $ 0.00 | Finance Intermediaries & Services | $ 32,252 |
| HAITY | Haitong Securities Co., Ltd. | $ 9.42 | Finance Intermediaries & Services | $ 0 |
| HALFF | HAL Trust | $ 121.95 | Venture Capital | $ 0 |
| HDIQF | iShares II Plc | $ 29.22 | Finance Intermediaries & Services | $ 0 |
| HEHSF | Hellenic Exchanges SA Holding Clearing Settlement and Registry | $ 3.09 | Finance Intermediaries & Services | $ 0 |
| HEXEY | Hellenic Exchanges SA Holding Clearing Settlement and Registry | $ 9.77 | Finance Intermediaries & Services | $ 0 |
| HFAHF | Navigator Global Investments Ltd | $ 4.20 | Wealth Management | $ 0 |
| HGSXF | Hang Seng Index - Exchange Traded Fund | $ 27.00 | Venture Capital | $ 0 |
| HKXCF | Ord/Hong Kong Exchanges & Clearing Ltd. | $ 28.99 | Finance Intermediaries & Services | $ 0 |
| HKXCY | ADR/Hong Kong Exchanges & Clearing Ltd. | $ 29.00 | Finance Intermediaries & Services | $ 0 |
| HLI | Cl A/Houlihan Lokey Inc | $ 53.68 | Wealth Management | $ 2,355,907,840 |
| HLLK | Hallmark Venture Group Inc | $ 0.01 | Finance Intermediaries & Services | $ 0 |
| HLNE | Cl A/Hamilton Lane Inc | $ 50.78 | Finance Intermediaries & Services | $ 1,515,021,300 |
| HNNA | Hennessy Advisors Inc | $ 7.49 | Wealth Management | $ 55,268,710 |
| HOLA | Holco Mortgage Acceptance Corp. I | $ 0.00 | Venture Capital | $ 282 |
| HRGLF | Ord/Hargreaves Lansdown Plc, Bristol | $ 16.54 | Finance Intermediaries & Services | $ 0 |
| HRGLY | ADR/Hargreaves Lansdown Plc, Bristol | $ 32.72 | Finance Intermediaries & Services | $ 0 |
| HSCEF | Sawada Holdings Co., Ltd. | $ 6.60 | Finance Intermediaries & Services | $ 0 |
| HTNGF | Haitong Securities Co., Ltd. | $ 0.91 | Finance Intermediaries & Services | $ 0 |
| HUATF | Huatai Securities Co., Ltd. | $ 1.86 | Finance Intermediaries & Services | $ 0 |
| HZBBD | BetaPro S&P/TSX Capped Financials 2X Daily Bear ETF (New) | $ 18.80 | Finance Intermediaries & Services | $ 4,906,800 |
| HZBRD | BetaPro S&P/TSX Capped Energy 2X Daily Bull ETF (New) | $ 7.92 | Finance Intermediaries & Services | $ 253,440 |
| IBKR | Com Cl A/Interactive Brokers Group Inc | $ 43.25 | Finance Intermediaries & Services | $ 3,319,480,750 |
| ICBT | ICBS Ltd | $ 0.00 | Finance Intermediaries & Services | $ 0 |
| ICCGF | ICA Gruppen AB | $ 40.02 | Finance Intermediaries & Services | $ 0 |
| ICE | Intercontinental Exchange Inc | $ 79.31 | Finance Intermediaries & Services | $ 43,894,119,500 |
| ICGUF | Intermediate Capital Group Plc (United Kingdom) | $ 11.51 | Finance Intermediaries & Services | $ 0 |
| IDEA | Invent Ventures Inc | $ 0.01 | Wealth Management | $ 212,860 |
| IDEIF | Ideiasnet SA (Brazil) | $ 3.42 | Venture Capital | $ 0 |
| IEMBF | iShares V Plc | $ 81.70 | Venture Capital | $ 0 |
| IGGHY | ADR (Sponsored)/IG Group Holdings Plc | $ 8.25 | Finance Intermediaries & Services | $ 0 |
| IGGRF | IG Group Holdings Plc | $ 8.87 | Finance Intermediaries & Services | $ 0 |
| IGIFF | IGM Financial Inc | $ 15.86 | Wealth Management | $ 4,061,349,500 |
| IHHFF | iShares II Plc | $ 107.85 | Finance Intermediaries & Services | $ 0 |
| IHIIF | iShares II Plc | $ 30.92 | Finance Intermediaries & Services | $ 0 |
| IHSFF | iShares II Plc | $ 203.16 | Finance Intermediaries & Services | $ 0 |
| IHSZF | iShares II Plc | $ 9.61 | Finance Intermediaries & Services | $ 0 |
| IIVPF | iShares IV PLC | $ 6.38 | Wealth Management | $ 0 |
| IMATF | iShares V Plc | $ 4.22 | Venture Capital | $ 0 |
| IMBXF | iShares IV PLC | $ 5.51 | Wealth Management | $ 0 |
| IMSBF | iShares V Plc | $ 5.40 | Venture Capital | $ 0 |
| IMSEF | iShares II Plc | $ 21.18 | Finance Intermediaries & Services | $ 0 |
| IMSIF | iShares II Plc | $ 4.91 | Finance Intermediaries & Services | $ 0 |
| IMSXF | iShares V Plc | $ 4.35 | Venture Capital | $ 0 |
| INTL | INTL FCStone Inc. | $ 33.28 | Finance Intermediaries & Services | $ 642,370,560 |
| IOOFF | Ord/IOOF Holdings Ltd | $ 5.45 | Wealth Management | $ 0 |
| IOOFY | ADR (Sponsored)/IOOF Holdings Ltd | $ 9.62 | Wealth Management | $ 0 |
| IPPIF | iShares II Plc | $ 17.13 | Finance Intermediaries & Services | $ 0 |
| IPXAF | Impax Asset Management Group PLC | $ 3.20 | Wealth Management | $ 0 |
| IRIDQ | Iridium World Communications, Ltd. | $ 0.00 | Venture Capital | $ 1,975 |
| IRIRF | iShares II Plc | $ 16.80 | Finance Intermediaries & Services | $ 0 |
| ISCKF | iShares II Plc | $ 18.55 | Finance Intermediaries & Services | $ 0 |
| ISDDF | iShares IV PLC | $ 4.89 | Wealth Management | $ 0 |
| ISDMF | iShares II Plc | $ 4.15 | Finance Intermediaries & Services | $ 0 |
| ISFLF | iShares II Plc | $ 4.51 | Finance Intermediaries & Services | $ 0 |
| ISGPF | iShares V Plc | $ 10.28 | Venture Capital | $ 0 |
| ISHBF | iShares IV PLC | $ 7.29 | Wealth Management | $ 0 |
| ISHFF | iShares IV PLC | $ 98.20 | Wealth Management | $ 0 |
| ISHPF | iShares V Plc | $ 15.56 | Venture Capital | $ 0 |
| ISHVF | iShares II Plc | $ 5.65 | Finance Intermediaries & Services | $ 0 |
| ISHYF | iShares II Plc | $ 4.91 | Finance Intermediaries & Services | $ 0 |
| ISJMF | iShares V Plc | $ 5.00 | Venture Capital | $ 0 |
| ISJPF | iShares II Plc | $ 4.86 | Finance Intermediaries & Services | $ 0 |
| ISMVF | iShares V Plc | $ 24.10 | Venture Capital | $ 0 |
| ISPFF | iShares II Plc | $ 20.00 | Finance Intermediaries & Services | $ 0 |
| ISRUF | iShares V Plc | $ 5.74 | Venture Capital | $ 0 |
| ISRVF | iShares V Plc | $ 32.33 | Venture Capital | $ 0 |
| ISRWF | iShares II Plc | $ 95.00 | Finance Intermediaries & Services | $ 0 |
| ISRZF | iShares II Plc | $ 88.50 | Finance Intermediaries & Services | $ 0 |
| ISSHF | iShares II Plc | $ 224.16 | Finance Intermediaries & Services | $ 0 |
| ISSZF | iShares V Plc | $ 6.01 | Venture Capital | $ 0 |
| ISUDF | iShares IV PLC | $ 5.05 | Wealth Management | $ 0 |
| ISUPF | iShares II Plc | $ 19.73 | Finance Intermediaries & Services | $ 0 |
| ISUUF | iShares IV PLC | $ 92.00 | Wealth Management | $ 0 |
| ISVQF | iShares IV PLC | $ 5.32 | Wealth Management | $ 0 |
| ISVUF | iShares IV PLC | $ 5.36 | Wealth Management | $ 0 |
| ISVVF | iShares V Plc | $ 41.95 | Venture Capital | $ 0 |
| ISZZF | iShares IV PLC | $ 8.16 | Wealth Management | $ 0 |
| ITRUF | Intertrust NV | $ 18.00 | Finance Intermediaries & Services | $ 0 |
| IVBUF | iShares IV PLC | $ 4.80 | Wealth Management | $ 0 |
| IVSBF | Investor AB | $ 44.00 | Venture Capital | $ 0 |
| IVSPF | iShares V Plc | $ 4.79 | Venture Capital | $ 0 |
| IVSRF | iShares II Plc | $ 4.91 | Finance Intermediaries & Services | $ 0 |
| IVSXF | Cl A Ord/Investor AB | $ 43.95 | Venture Capital | $ 0 |
| IVTJY | ADR/Investec plc | $ 4.55 | Finance Intermediaries & Services | $ 0 |
| IVVVF | iShares IV PLC | $ 78.26 | Wealth Management | $ 0 |
| IVZ | Ord/Invesco Ltd | $ 8.01 | Wealth Management | $ 3,631,774,050 |
| IWATF | iShares II Plc | $ 38.50 | Finance Intermediaries & Services | $ 0 |
| JEF | Jefferies Financial Group Inc | $ 12.38 | Finance Intermediaries & Services | $ 3,564,697,200 |
| JFIN | Jiayin Group Inc | $ 2.25 | Finance Intermediaries & Services | $ 7,875,000 |
| JFKOF | JAFCO Co., Ltd. (Japan) | $ 46.65 | Venture Capital | $ 0 |
| JFU | 9F Inc | $ 9.12 | Finance Intermediaries & Services | $ 81,170,670 |
| JGFCD | Jaguar Financial Corp | $ 0.03 | Finance Intermediaries & Services | $ 318,390 |
| JGFCF | Jaguar Financial Corp | $ 0.00 | Finance Intermediaries & Services | $ 19,638 |
| JHY | Nuveen High Income 2020 Target Term Fund | $ 8.82 | Finance Intermediaries & Services | $ 0 |
| JMP | JMP Group LLC | $ 2.35 | Finance Intermediaries & Services | $ 45,897,850 |
| JMPD | 7.25% Sr Nt 11/15/2027/JMP Group LLC | $ 25.82 | Finance Intermediaries & Services | $ 0 |
| JMPE | 6.875% Senior Notes 2029/JMP Group LLC | $ 23.02 | Finance Intermediaries & Services | $ 0 |
| JMPNL | 7.25% Sr Nt 11/15/2027/JMP Group LLC | $ 16.11 | Finance Intermediaries & Services | $ 0 |
| JMPNZ | 6.875% Senior Notes 2029/JMP Group LLC | $ 15.20 | Finance Intermediaries & Services | $ 0 |
| JP | Jupai Holdings Ltd | $ 1.05 | Wealth Management | $ 0 |
| JPXGY | ADR/Japan Exchange Group, Inc. | $ 8.48 | Finance Intermediaries & Services | $ 0 |
| JRJC | China Finance Online Co Ltd | $ 4.34 | Finance Intermediaries & Services | $ 538,160 |
| JSEJF | JSE Ltd, Johannesburg | $ 5.92 | Finance Intermediaries & Services | $ 0 |
| KKR | Cl A/KKR & Co Inc | $ 21.92 | Finance Intermediaries & Services | $ 12,232,368,320 |
| KNDXY | Kenedix Inc | $ 12.54 | Wealth Management | $ 0 |
| KNFHF | Kingfish Ltd | $ 1.02 | Finance Intermediaries & Services | $ 0 |
| KRMCF | KRM22 PLC | $ 0.60 | Finance Intermediaries & Services | $ 0 |
| LAZ | Cl A Com/Lazard Ltd | $ 22.47 | Finance Intermediaries & Services | $ 2,533,852,020 |
| LDNXF | Ord/London Stock Exchange Group Plc | $ 88.60 | Finance Intermediaries & Services | $ 0 |
| LFLS | Loans4Less.com, Inc. | $ 0.03 | Finance Intermediaries & Services | $ 0 |
| LGGCF | Elixxer Ltd | $ 0.05 | Investments & Brokers | $ 27,760,287 |
| LM | Legg Mason, Inc. | $ 48.75 | Wealth Management | $ 4,235,985,000 |
| LMFA | LM Funding America Inc | $ 0.48 | Finance Intermediaries & Services | $ 1,488,310 |
| LMFAW | LM Funding America Inc | $ 0.02 | Finance Intermediaries & Services | $ 0 |
| LMHA | 6.375% Jr Sub Nt 03/15/2056/Legg Mason, Inc. | $ 23.79 | Wealth Management | $ 0 |
| LMHB | 5.45% Jr Sub Nt 2056/Legg Mason, Inc. | $ 21.41 | Wealth Management | $ 0 |
| LNSTY | ADR/London Stock Exchange Group Plc | $ 22.00 | Finance Intermediaries & Services | $ 0 |
| LPLA | LPL Financial Holdings Inc. | $ 51.93 | Finance Intermediaries & Services | $ 4,134,614,670 |
| LPPCF | Lippo China Resources Ltd | $ 0.01 | Finance Intermediaries & Services | $ 0 |
| LTSH | Ladenburg Thalmann Financial Services Inc | $ 13.00 | Finance Intermediaries & Services | $ 0 |
| LTSL | Ladenburg Thalmann Financial Services Inc | $ 15.00 | Finance Intermediaries & Services | $ 0 |
| MAUSY | ADR/Matsui Securities Co Ltd Tokyo (Japan) | $ 18.86 | Finance Intermediaries & Services | $ 0 |
| MC | Cl A/Moelis & Co | $ 27.09 | Finance Intermediaries & Services | $ 1,361,407,950 |
| MCKZF | Mackenzie Master L.P. | $ 0.77 | Wealth Management | $ 4,855,375 |
| MCQEF | Ord (New)/Macquarie Group Ltd | $ 54.25 | Finance Intermediaries & Services | $ 0 |
| MDLY | Cl A Com/Medley Management Inc | $ 0.55 | Finance Intermediaries & Services | $ 3,464,292 |
| MDSQF | Minsud Resources Corp | $ 0.06 | Venture Capital | $ 2,077,980 |
| MERR | Merriman Holdings Inc. | $ 0.06 | Finance Intermediaries & Services | $ 271,140 |
| MGPUF | M&G plc | $ 1.35 | Finance Intermediaries & Services | $ 0 |
| MGR | 5.875% Jr Sub Nts 03/30/2059/Affiliated Managers Group Inc. | $ 21.51 | Wealth Management | $ 0 |
| MIE | Cohen & Steers MLP Income & Energy Opportunity Fund Inc | $ 1.58 | Finance Intermediaries & Services | $ 0 |
| MILC | Millennium Investment & Acquisition Co Inc | $ 0.28 | Finance Intermediaries & Services | $ 31,355,514 |
| MKTX | MarketAxess Holdings Inc. | $ 333.99 | Finance Intermediaries & Services | $ 12,665,568,780 |
| MLHC | M Line Holdings Inc | $ 0.00 | Wealth Management | $ 1,200 |
| MLPG | E-TRACS Lkd Alerian Natural Gas Index 07/09/2040/UBS AG (Jersey Branch) | $ 6.57 | Finance Intermediaries & Services | $ 0 |
| MLPI | E Tracs Lkd To Alerian MLP Infrastructure Index/UBS AG (Jersey Branch) | $ 7.99 | Finance Intermediaries & Services | $ 0 |
| MN | Cl A/Manning & Napier Inc. | $ 1.17 | Wealth Management | $ 19,035,900 |
| MNGPF | Man Group PLC (Jersey) | $ 1.20 | Wealth Management | $ 0 |
| MNXBF | Monex Group, Inc. | $ 2.30 | Finance Intermediaries & Services | $ 0 |
| MNXBY | Monex Group, Inc. | $ 10.26 | Finance Intermediaries & Services | $ 0 |
| MQBKY | ADR (New)/Macquarie Group Ltd | $ 52.60 | Finance Intermediaries & Services | $ 0 |
| MRFGF | Marfin Investment Group Holdings SA | $ 0.07 | Finance Intermediaries & Services | $ 0 |
| MRFGY | Marfin Investment Group Holdings SA | $ 0.26 | Finance Intermediaries & Services | $ 0 |
| MRSZF | Marusan Securities Co., Ltd. (Japan) | $ 10.07 | Finance Intermediaries & Services | $ 0 |
| MS | Morgan Stanley | $ 31.62 | Finance Intermediaries & Services | $ 50,569,138,740 |
| MSDDP | Morgan Stanley | $ 25.20 | Finance Intermediaries & Services | $ 0 |
| MSDY | Morgan Stanley | $ 8.05 | Finance Intermediaries & Services | $ 0 |
| MSLQL | Morgan Stanley | $ 24.98 | Finance Intermediaries & Services | $ 0 |
| MS__PK | Dep Shs Repstg 1/1000th Sh Fixed-To-Floating Rate Non-Cum Pfd Stk Ser K/Morgan Stanley | $ 23.50 | Finance Intermediaries & Services | $ 0 |
| MTSEF | Matsui Securities Co Ltd Tokyo (Japan) | $ 9.50 | Finance Intermediaries & Services | $ 0 |
| MWOFX | Glbl Growth Fd Cl A/MFS Series Trust VIII | $ 38.02 | Wealth Management | $ 0 |
| MXRSF | COIN Hodl Inc | $ 0.08 | Finance Intermediaries & Services | $ 443,832 |
| MYEC | MyEcheck, Inc. | $ 0.00 | Finance Intermediaries & Services | $ 1,186 |
| NAJSF | North Atlantic Smaller Companies Investment Trust PLC | $ 38.73 | Wealth Management | $ 0 |
| NDAQ | Nasdaq Inc | $ 92.27 | Finance Intermediaries & Services | $ 15,225,657,240 |
| NDXFF | NovaDX Ventures Corp | $ 0.00 | Finance Intermediaries & Services | $ 1 |
| NHLD | National Holdings Corp | $ 1.62 | Finance Intermediaries & Services | $ 21,510,652 |
| NHLDW | National Holdings Corp | $ 0.10 | Finance Intermediaries & Services | $ 0 |
| NID | Nuveen Intermediate Duration Municipal Term Fund | $ 12.73 | Finance Intermediaries & Services | $ 0 |
| NMR | ADR (Sponsored)/Nomura Holdings Inc | $ 3.98 | Finance Intermediaries & Services | $ 7,824,680,000 |
| NOAH | Noah Holdings Ltd | $ 25.04 | Wealth Management | $ 0 |
| NTFL | Network 1 Financial Group Inc | $ 0.01 | Finance Intermediaries & Services | $ 735,280 |
| NXGRF | NEX Group PLC | $ 13.90 | Finance Intermediaries & Services | $ 0 |
| NZSTF | Ord/NZX Ltd. | $ 0.65 | Finance Intermediaries & Services | $ 0 |
| OAK_PA | 6.625% Pfd Unit Ser A/Oaktree Capital Group LLC | $ 21.85 | Wealth Management | $ 0 |
| OAK_PB | 6.550% Pfd Unit Ser B/Oaktree Capital Group LLC | $ 21.73 | Wealth Management | $ 0 |
| OKSCF | Okasan Securities Group Inc | $ 4.73 | Finance Intermediaries & Services | $ 0 |
| OKTGP | Oaktree Capital Group LLC | $ 24.85 | Wealth Management | $ 0 |
| OKTRU | Oaktree Capital Group LLC | $ 24.60 | Wealth Management | $ 0 |
| OPRT | Oportun Financial Corp | $ 7.91 | Finance Intermediaries & Services | $ 213,593,730 |
| OPY | Cl A Non Vtg Shs/Oppenheimer Holdings Inc | $ 18.03 | Finance Intermediaries & Services | $ 234,155,610 |
| ORCC | Owl Rock Capital Corp | $ 11.27 | Finance Intermediaries & Services | $ 3,045,030,030 |
| OSBHF | Oslo Bors VPS Holding ASA | $ 18.60 | Finance Intermediaries & Services | $ 0 |
| OSCUF | Ord/Japan Exchange Group, Inc. | $ 15.94 | Finance Intermediaries & Services | $ 0 |
| OTCM | Cl A/OTC Markets Group Inc | $ 27.00 | Finance Intermediaries & Services | $ 0 |
| OUNZ | VanEck Merk Gold Trust | $ 15.53 | Wealth Management | $ 216,985,160 |
| OXXDP | Oxford Lane Capital Corp | $ 24.98 | Finance Intermediaries & Services | $ 0 |
| PBBSF | Peekaboo Beans Inc | $ 0.02 | Venture Capital | $ 131,590 |
| PGPHF | Partners Group Holding AG | $ 714.00 | Finance Intermediaries & Services | $ 0 |
| PGUCY | ADR/Prosegur Cash SA | $ 4.42 | Finance Intermediaries & Services | $ 0 |
| PGUUF | Prosegur Cash SA | $ 0.97 | Finance Intermediaries & Services | $ 0 |
| PGZ | Shs Ben Int/Principal Real Estate Income Fund | $ 11.98 | Finance Intermediaries & Services | $ 0 |
| PHCF | Puhui Wealth Investment Management Co Ltd | $ 2.15 | Wealth Management | $ 24,742,200 |
| PIOE | P10 Holdings Inc | $ 1.70 | Finance Intermediaries & Services | $ 0 |
| PIPR | Piper Sandler Companies | $ 47.46 | Finance Intermediaries & Services | $ 821,912,280 |
| PJC | Piper Jaffray Companies | $ 79.62 | Finance Intermediaries & Services | $ 1,143,104,340 |
| PJT | Com Cl A/PJT Partners Inc | $ 40.84 | Finance Intermediaries & Services | $ 933,275,680 |
| PLSQF | Plus500 Ltd | $ 9.60 | Finance Intermediaries & Services | $ 0 |
| PNDDF | Pender Growth Fund Inc | $ 2.62 | Venture Capital | $ 7,676,537 |
| PNPFD | Pinetree Capital Ltd | $ 2.53 | Wealth Management | $ 3,450,920 |
| PNPFF | Pinetree Capital Ltd | $ 0.71 | Wealth Management | $ 974,987 |
| PRAA | PRA Group Inc | $ 24.39 | Finance Intermediaries & Services | $ 1,107,696,240 |
| PRPLF | Perpetual Ltd | $ 21.50 | Venture Capital | $ 0 |
| PSKXF | Philippine Stock Exchange, Inc. | $ 3.51 | Finance Intermediaries & Services | $ 0 |
| PSSGF | PSG Group Ltd | $ 14.10 | Venture Capital | $ 0 |
| PT | Pintec Technology Holdings Ltd | $ 1.53 | Finance Intermediaries & Services | $ 5,699,250 |
| PTEL | Pegasus Tel, Inc | $ 0.00 | Venture Capital | $ 351,050 |
| PTGOF | PT Global Mediacom TBK | $ 0.03 | Venture Capital | $ 0 |
| PUYI | Puyi Inc | $ 6.07 | Finance Intermediaries & Services | $ 26,052,440 |
| PVVLF | Partners Value Investments LP | $ 23.00 | Finance Intermediaries & Services | $ 0 |
| PXIA | Phoenix India Acquisition Corp | $ 0.00 | Venture Capital | $ 897 |
| PYCFD | Mount Logan Capital Inc | $ 2.12 | Finance Intermediaries & Services | $ 1,712,589 |
| PYCFF | Mount Logan Capital Inc | $ 2.25 | Finance Intermediaries & Services | $ 1,813,500 |
| PYTFF | Polytec Asset Holdings Ltd. | $ 0.17 | Finance Intermediaries & Services | $ 0 |
| PZN | Cl A Com/Pzena Investment Management Inc | $ 3.81 | Wealth Management | $ 66,476,880 |
| QCAAF | Quinsam Capital Corp | $ 0.05 | Finance Intermediaries & Services | $ 0 |
| QD | Qudian Inc | $ 1.86 | Finance Intermediaries & Services | $ 0 |
| QQFHF | Henderson Far East Income Ltd | $ 4.11 | Wealth Management | $ 0 |
| QQQX | Com Shs/Nuveen Nasdaq 100 Dynamic Overwrite Fund | $ 18.14 | Finance Intermediaries & Services | $ 661,275,560 |
| QUILF | Quilter plc | $ 1.37 | Wealth Management | $ 0 |
| QUMMF | Quam Ltd | $ 0.16 | Finance Intermediaries & Services | $ 0 |
| RAGL | RA Global Services Inc | $ 0.00 | Venture Capital | $ 436 |
| RBCF | Rubicon Financial Inc | $ 0.00 | Finance Intermediaries & Services | $ 25 |
| RBEOF | Robeco Groep N.V. (Netherlands) | $ 39.55 | Finance Intermediaries & Services | $ 0 |
| RBGBF | Legal & General UCITS ETF PLC | $ 16.80 | Finance Intermediaries & Services | $ 0 |
| RCG | RENN Fund Inc | $ 1.00 | Venture Capital | $ 4,464,000 |
| RDWD | Redwood Group International | $ 0.00 | Finance Intermediaries & Services | $ 1,533 |
| REVNF | Reinet Investment SCA | $ 18.00 | Venture Capital | $ 0 |
| REVO | Revolutionary Concepts, Inc. | $ 0.00 | Finance Intermediaries & Services | $ 77,931 |
| RILY | B Riley Financial Inc | $ 16.71 | Finance Intermediaries & Services | $ 436,598,880 |
| RILYG | 7.250% Sr Nt 12/31/2027/B Riley Financial Inc | $ 16.14 | Finance Intermediaries & Services | $ 0 |
| RILYH | 7.375% Sr Nt 05/31/2023/B Riley Financial Inc | $ 19.88 | Finance Intermediaries & Services | $ 0 |
| RILYI | 6.875% Sr Nt 09/30/2023/B Riley Financial Inc | $ 19.00 | Finance Intermediaries & Services | $ 0 |
| RILYM | 6.375% Sr Nt 02/28/2025/B Riley Financial Inc | $ 16.89 | Finance Intermediaries & Services | $ 0 |
| RILYN | 6.50% Sr Nt 2026/B Riley Financial Inc | $ 16.40 | Finance Intermediaries & Services | $ 0 |
| RILYO | 6.750% Sr Nt 05/31/2024/B Riley Financial Inc | $ 17.25 | Finance Intermediaries & Services | $ 0 |
| RILYP | Dep Shs Repstg 1/1000th Sh Ser A Cum Perp Pfd Stk/B Riley Financial Inc | $ 15.25 | Finance Intermediaries & Services | $ 0 |
| RILYZ | 7.500% Sr Nt 05/31/2027/B Riley Financial Inc | $ 16.80 | Finance Intermediaries & Services | $ 0 |
| RJF | Raymond James Financial, Inc. | $ 58.98 | Finance Intermediaries & Services | $ 8,214,970,320 |
| RLNCF | Rolinco N.V. (Netherlands) | $ 52.00 | Finance Intermediaries & Services | $ 0 |
| RMGOF | Remgro Ltd (South Africa) | $ 13.20 | Wealth Management | $ 0 |
| RMI | RiverNorth Opportunistic Municipal Income Fund Inc | $ 19.76 | Finance Intermediaries & Services | $ 0 |
| ROVOF | Inspired Capital PLC | $ 0.32 | Venture Capital | $ 0 |
| RROYF | RE Royalties Ltd | $ 0.90 | Finance Intermediaries & Services | $ 29,002,253 |
| RSCZD | Resinco Capital Partners Inc | $ 0.09 | Venture Capital | $ 23,139 |
| RTBBF | Rathbone Brothers PLC (United Kingdom) | $ 18.25 | Wealth Management | $ 0 |
| RTOBF | RATOS AB | $ 3.49 | Venture Capital | $ 0 |
| SAMG | Cl A/Silvercrest Asset Management Group Inc | $ 9.05 | Wealth Management | $ 85,839,250 |
| SBDG | Small Business Development Group Inc | $ 0.10 | Finance Intermediaries & Services | $ 0 |
| SBDGQ | Small Business Development Group Inc | $ 0.05 | Finance Intermediaries & Services | $ 0 |
| SBE | Switchback Energy Acquisition Corp | $ 9.65 | Finance Intermediaries & Services | $ 303,125,800 |
| SBE_U | Switchback Energy Acquisition Corp | $ 9.75 | Finance Intermediaries & Services | $ 0 |
| SBE_X | Switchback Energy Acquisition Corp | $ 0.70 | Finance Intermediaries & Services | $ 0 |
| SBHGF | SBI Holdings Inc | $ 14.17 | Finance Intermediaries & Services | $ 0 |
| SCA | 5.75% Nts 09/15/2022/Stellus Capital Investment Corp | $ 18.00 | Finance Intermediaries & Services | $ 0 |
| SCHW | Schwab (Charles) Corp (The) | $ 32.96 | Finance Intermediaries & Services | $ 42,393,679,360 |
| SCM | Stellus Capital Investment Corp | $ 6.15 | Finance Intermediaries & Services | $ 119,765,100 |
| SCU | Cl A/Sculptor Capital Management | $ 12.87 | Wealth Management | $ 282,007,440 |
| SEIC | SEI Investments Co | $ 44.18 | Finance Intermediaries & Services | $ 6,625,939,680 |
| SF | Stifel Financial Corp | $ 38.75 | Finance Intermediaries & Services | $ 2,649,492,500 |
| SFB | 5.20% Sr Nt 10/15/2047/Stifel Financial Corp | $ 21.16 | Finance Intermediaries & Services | $ 0 |
| SFE | Safeguard Scientifics, Inc. | $ 5.21 | Venture Capital | $ 107,591,710 |
| SFEIP | Stifel Financial Corp | $ 25.20 | Finance Intermediaries & Services | $ 0 |
| SFFFF | Societe Fonciere Financiere ACT | $ 114.25 | Venture Capital | $ 0 |
| SGECF | Strategem Capital Corp | $ 1.77 | Finance Intermediaries & Services | $ 9,330,977 |
| SHGKY | Sun Hung Kai & Co., Ltd. | $ 2.91 | Finance Intermediaries & Services | $ 0 |
| SIEB | Siebert Financial Corp | $ 5.95 | Finance Intermediaries & Services | $ 181,213,200 |
| SKAJ | Skajaquoda Group Inc | $ 13.00 | Finance Intermediaries & Services | $ 13,000,000 |
| SKJJF | SPDR S&P/ASX 200 Fund | $ 28.45 | Finance Intermediaries & Services | $ 0 |
| SLRC | Solar Capital Ltd | $ 11.03 | Finance Intermediaries & Services | $ 466,138,830 |
| SMCG | Millennium Investment & Acquisition Co Inc | $ 0.80 | Finance Intermediaries & Services | $ 89,555,200 |
| SMNZF | Smarttenz | $ 1.13 | Venture Capital | $ 0 |
| SMRZF | NZ Mid Cap Fund | $ 3.66 | Venture Capital | $ 0 |
| SNLP | Syntrol Corp | $ 0.01 | Finance Intermediaries & Services | $ 0 |
| SOHL | Southern Trust Securities Holding Corp | $ 0.05 | Finance Intermediaries & Services | $ 886,024 |
| SOHMF | Bolsas Y Mercados Espanoles, Sociedad Holding De Mercados Y Sistemas Financieros, S.A. | $ 33.85 | Finance Intermediaries & Services | $ 0 |
| SOUM | SoOum Corp | $ 0.00 | Finance Intermediaries & Services | $ 7,517 |
| SOUMD | SoOum Corp | $ 0.01 | Finance Intermediaries & Services | $ 1,037,318 |
| SPGI | S&P Global Inc | $ 234.33 | Finance Intermediaries & Services | $ 57,129,654,000 |
| SPOXF | Sprott Inc | $ 1.62 | Wealth Management | $ 274,538,160 |
| SPXCF | Ord/Singapore Exchange Ltd | $ 6.30 | Finance Intermediaries & Services | $ 0 |
| SPXCY | ADR/Singapore Exchange Ltd | $ 93.48 | Finance Intermediaries & Services | $ 0 |
| SRL | MFC Bancorp Ltd (Cayman Islands) | $ 7.55 | Finance Intermediaries & Services | $ 94,637,997 |
| SSEUF | SSGA SPDR ETFs Europe II PLC | $ 29.09 | Wealth Management | $ 0 |
| SSEXF | SSGA SPDR ETFs Europe II PLC | $ 19.62 | Wealth Management | $ 0 |
| SSGUF | SSGA SPDR ETFs Europe II PLC | $ 18.85 | Wealth Management | $ 0 |
| SSGXF | SSGA SPDR ETFs Europe II PLC | $ 23.35 | Wealth Management | $ 0 |
| SSSEF | SSGA SPDR ETFs Europe II PLC | $ 22.31 | Wealth Management | $ 0 |
| SSSXF | SSGA SPDR ETFs Europe II PLC | $ 123.50 | Wealth Management | $ 0 |
| STIFP | Stifel Financial Corp. | $ 26.50 | Finance Intermediaries & Services | $ 0 |
| STJPF | St. James's Place Capital Plc | $ 9.39 | Wealth Management | $ 0 |
| SWKH | SWK Holdings Corp | $ 11.40 | Finance Intermediaries & Services | $ 147,174,434 |
| SWOOF | StarWood European Real Estate Finance Ltd | $ 1.40 | Investments & Brokers | $ 0 |
| TAUPF | Tau Capital Plc | $ 0.04 | Venture Capital | $ 0 |
| TAWAF | Pro Global Insurance Solutions plc | $ 0.43 | Wealth Management | $ 0 |
| TCNGF | Tricon Capital Group Inc | $ 4.72 | Finance Intermediaries & Services | $ 86,101,715 |
| TETAA | Cl A/Teton Advisors Inc | $ 45.00 | Finance Intermediaries & Services | $ 0 |
| TETAB | Cl B/Teton Advisors Inc | $ 45.00 | Finance Intermediaries & Services | $ 0 |
| TGOPY | ADR/3i Group Plc | $ 4.23 | Finance Intermediaries & Services | $ 0 |
| TGTNF | Tungsten Corp PLC | $ 0.29 | Finance Intermediaries & Services | $ 0 |
| THQ | Shs Ben Int/Tekla Healthcare Opportunities Fund | $ 14.59 | Finance Intermediaries & Services | $ 0 |
| TIGR | UP Fintech Holding Ltd | $ 2.65 | Finance Intermediaries & Services | $ 34,450,000 |
| TNPRF | Tern Properties Co., Ltd. | $ 0.48 | Finance Intermediaries & Services | $ 0 |
| TOKTY | ADR (Sponsored)/Tokai Tokyo Financial Holdings Inc | $ 2.47 | Finance Intermediaries & Services | $ 0 |
| TPVG | TriplePoint Venture Growth BDC Corp | $ 5.14 | Finance Intermediaries & Services | $ 157,659,220 |
| TPVY | 5.750% Nt 07/15/2022/TriplePoint Venture Growth BDC Corp | $ 19.86 | Finance Intermediaries & Services | $ 0 |
| TRGCF | Target Capital Inc | $ 0.01 | Venture Capital | $ 26,964 |
| TRNLY | ADR (Sponsored)/Trendlines Group Ltd (The) | $ 2.77 | Venture Capital | $ 0 |
| TROW | T Rowe Price Group Inc. | $ 93.87 | Wealth Management | $ 22,157,168,670 |
| TSCHF | Trustco Group Holdings Ltd | $ 0.23 | Finance Intermediaries & Services | $ 0 |
| TSCHY | Trustco Group Holdings Ltd | $ 10.06 | Finance Intermediaries & Services | $ 0 |
| TSLF | THL Credit Senior Loan Fund | $ 10.92 | Finance Intermediaries & Services | $ 0 |
| TSRUF | Pacific Current Group Ltd | $ 3.42 | Wealth Management | $ 0 |
| TULLF | TP ICAP Plc | $ 3.02 | Finance Intermediaries & Services | $ 0 |
| UAG | UBS AG (Jersey Branch) | $ 13.86 | Finance Intermediaries & Services | $ 0 |
| UBAOF | UBS ETF Sicav | $ 25.10 | Finance Intermediaries & Services | $ 0 |
| UBAVF | UBS ETF Sicav | $ 22.25 | Finance Intermediaries & Services | $ 0 |
| UBG | UBS AG (Jersey Branch) | $ 39.63 | Finance Intermediaries & Services | $ 0 |
| UCI | UBS AG (Jersey Branch) | $ 10.58 | Finance Intermediaries & Services | $ 0 |
| UGA | United States Gasoline Fund LP | $ 9.59 | Finance Intermediaries & Services | $ 23,016,000 |
| UILCF | Ord/United Industrial Corp. Ltd. | $ 1.61 | Venture Capital | $ 0 |
| UILCY | United Industrial Corp. Ltd. | $ 48.16 | Venture Capital | $ 0 |
| UNG | United States Natural Gas Fund LP | $ 12.01 | Finance Intermediaries & Services | $ 292,647,670 |
| URR | Morgan Stanley | $ 15.50 | Finance Intermediaries & Services | $ 0 |
| USIO | Payment Data Systems Inc | $ 1.08 | Finance Intermediaries & Services | $ 18,512,280 |
| USL | United States 12 Month Oil Fund LP | $ 11.95 | Finance Intermediaries & Services | $ 29,277,500 |
| USO | United States Oil Fund LP | $ 4.38 | Finance Intermediaries & Services | $ 704,742,000 |
| USUTF | SSgA SPDR ETFs Europe II PLC | $ 24.65 | Wealth Management | $ 0 |
| USV | UBS AG (Jersey Branch) | $ 17.18 | Finance Intermediaries & Services | $ 0 |
| VIEWF | Viewtran Group, Inc | $ 0.01 | Finance Intermediaries & Services | $ 192,591 |
| VIFI | VIE Financial Group Inc | $ 0.00 | Finance Intermediaries & Services | $ 21 |
| VIRT | Cl A/Virtu Financial Inc | $ 21.23 | Finance Intermediaries & Services | $ 2,545,944,060 |
| VKEMF | Vostok Emerging Finance Ltd | $ 0.25 | Venture Capital | $ 0 |
| VLTFF | Volta Finance Ltd | $ 7.25 | Finance Intermediaries & Services | $ 0 |
| VPGLF | Value Partners Group Limited | $ 0.42 | Wealth Management | $ 0 |
| VRTS | Virtus Investment Partners Inc | $ 72.39 | Finance Intermediaries & Services | $ 559,140,360 |
| VSTKF | Vostok New Ventures Ltd | $ 5.04 | Venture Capital | $ 0 |
| VTRIX | Intl Value Fd/Vanguard Trustees Equity Fund | $ 26.69 | Venture Capital | $ 0 |
| VZHGF | VZ Holding Ag, Zuerich | $ 252.00 | Finance Intermediaries & Services | $ 0 |
| WACC | WestAmerica Corp. | $ 0.00 | Finance Intermediaries & Services | $ 11 |
| WDBG | Woodbrook Group Holdings Inc | $ 1.00 | Finance Intermediaries & Services | $ 4,000 |
| WDFCD | Global Vanadium Corp | $ 0.07 | Venture Capital | $ 1,289,329 |
| WDFCF | Global Vanadium Corp | $ 0.19 | Venture Capital | $ 314,870 |
| WDR | Cl A Com/Waddell & Reed Financial, Inc. | $ 10.88 | Finance Intermediaries & Services | $ 738,077,440 |
| WEI | Weidai Ltd | $ 1.30 | Finance Intermediaries & Services | $ 0 |
| WFGCF | Waterfront Capital Corp. | $ 0.03 | Finance Intermediaries & Services | $ 139,244 |
| WFPCF | Woodford Patient Capital Trust PLC | $ 0.37 | Finance Intermediaries & Services | $ 0 |
| WHG | Westwood Holdings Group, Inc. | $ 16.71 | Wealth Management | $ 148,117,440 |
| WITE | ETFS White Metals Basket Trust | $ 27.37 | Finance Intermediaries & Services | $ 16,422,000 |
| WMDS | WestMountain Distressed Debt, Inc. | $ 0.25 | Finance Intermediaries & Services | $ 495,750 |
| WNTR | Worldwide Diversified Holdings Inc | $ 3.25 | Finance Intermediaries & Services | $ 0 |
| WNTRD | Worldwide Diversified Holdings Inc | $ 1.25 | Finance Intermediaries & Services | $ 0 |
| WPSL | W.P. Stewart & Co., Ltd. (DE) | $ 12.33 | Finance Intermediaries & Services | $ 62,907,660 |
| WSFL | Woodstock Holdings Inc | $ 0.06 | Finance Intermediaries & Services | $ 101,024 |
| WTEC | Westech Capital Corp | $ 0.00 | Finance Intermediaries & Services | $ 2,611 |
| WTECQ | Westech Capital Corp | $ 0.05 | Finance Intermediaries & Services | $ 219,726 |
| WTFNF | Lazard World Trust Fund SICAF | $ 3.85 | Investments & Brokers | $ 0 |
| XLRM | XLR Medical Corp | $ 0.12 | Venture Capital | $ 1,500,960 |
| XP | XP Inc | $ 17.93 | Finance Intermediaries & Services | $ 0 |
| XTRKF | Xtrackers (IE) plc | $ 148.07 | Wealth Management | $ 0 |
| XYF | ADS (Sponsored)/X Financial | $ 0.99 | Finance Intermediaries & Services | $ 0 |
| YIN | ADR (Sponsored)/Yintech Investment Holdings Ltd | $ 5.94 | Finance Intermediaries & Services | $ 0 |
| YRD | Yirendai Ltd | $ 3.89 | Finance Intermediaries & Services | $ 0 |
| ZGCO | Ziegler Cos., Inc. (WI) | $ 40.26 | Finance Intermediaries & Services | $ 85,351,200 |
