KCAP Financial 6.125% Notes due 2022

Date Issued 8/7/2017

Shares Issued  2,000,000   Overallotment   300,000

S&P Rating   NR   Moodys Rating   NR

Security Ticker Symbol   KCAPL

Market Traded ON   NASDAQ

Interest Payment Paid on the 30th of March, June, September and December beginning on 9/30/2017

Quarterly Interest   .382   Annual Interest   1.531

Securities may be redeemed, at the issuers option, as early as 9/15/2019 for a redemption price of $25/share plus accrued interest.

Interest Payment Will NOT be a Qualified Distributions.  Preferential tax treatment is not available on interest payments (only on dividends)

Maturity Date   9/30/2022

Company Investor Relations Page for KCAP Financial

Click here to find the offering Prospectus and Final Pricing Document

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